Regulatory Agencies

    The Financial Services Board is a unique independent institution established by statute to oversee the South African Non-Banking Financial Services Industry in the public interest. The FSB is committed to promote and maintain a sound financial investment environment in South Africa.

    The Financial Services Commission, Mauritius (FSC) is the integrated regulator for the financial services sector other than banking, and global business. The FSC was established in 2001 and operates within a modern and internationally recognised legal framework which includes the Financial Services Act, the Securities Act and the Insurance Act.

    The Financial Services Agency is a Japanese government organization responsible for overseeing banking, securities and exchange, and insurance in order to ensure the stability of the financial system of Japan. The agency operates with a commissioner and reports to the Minister of Finance. It oversees the Securities and Exchange Surveillance Commission and the 'Certified Public Accountants and Auditing Oversight Board'. [1] Its main office is located in Tokyo.

    The Malta Financial Services Authority (MFSA) is the single regulator for financial services in Malta. It was established by law on 23 July 2002 taking over supervisory functions previously carried out by the Central Bank of Malta, the Malta Stock Exchange and the Malta Financial Services Centre. The Authority is a fully autonomous public institution and reports to Parliament on an annual basis.

    MiFID provides a harmonised regulatory environment for investment services across the European Economic Area (EEA). The main objectives of the MiFID Directive are to enhance financial transparency, increase competition, and offer greater consumer protection in investment services.

    The regulatory authority of Seychelles is the Financial Services Authority of Seychelles – FSA. The financial license in Seychelles will provide worldwide companies who trade in securities an important tool to attract more clients.

    National Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. futures industry. We strive every day to develop rules, programs and services that safeguard market integrity, protect investors and help our Members meet their regulatory responsibilities.

    The Financial Markets Authority regulates New Zealand's financial markets. We oversee securities, financial reporting, and company law as they apply to financial services and securities markets.

    The OCC's primary mission is to charter, regulate, and supervise all national banks and federal savings associations. We also supervise the federal branches and agencies of foreign banks. Our goal in supervising banks and federal savings associations is to ensure that they operate in a safe and sound manner and in compliance with laws requiring fair treatment of their customers and fair access to credit and financial products.

    The SFC was created in 1989 in response to the stock market crash of October 1987. Following the Asian financial crisis of 1997, the regulatory framework was further improved. A comprehensive Securities and Futures Ordinance (SFO) was implemented in 2003, which expanded our regulatory functions and powers. Under the mandate of the SFO, we work to foster orderly securities and futures markets and to protect investors. We also help promote Hong Kong as an international financial centre and a key financial market in China.

    The main responsibility of the Central Bank is formulation and implementation of banking, credit and monetary policies, to ensure the growth of the national economy of the UAE in a balanced manner. The Central Bank is also working to maintain a fixed exchange rate of the dirham against the U.S. dollar and to ensure the free convertibility of the national currency into foreign currencies, in addition to its role as "Bank of Banks" and the Government's bank and its financial adviser.